杭汽轮Ｂ(200771):杭州海联讯科技股份有限公司发行 A 股股份换股吸收合并杭州汽轮动力集团股份有限公司暨关联交易A、B 股证券账户转换业务操作指引(英文）

时间：2025年11月04日 20:51:02 中财网

原标题:杭汽轮Ｂ:杭州海联讯科技股份有限公司发行 A 股股份换股吸收合并杭州汽轮动力集团股份有限公司暨关联交易A、B 股证券账户转换业务操作指引(英文）

StockCode:200771 StockID:HangqilunB AnnouncementNo.:2025-122A-ShareIssuanceofHangzhouHirisunTechnologyIncorporatedforShareSwapMergerwithHangzhouTurbinePowerGroupCo.,Ltd.andrelated
Transaction-A/BShareSecuritiesAccountConversionProceduresandInvestorOperationGuide
November2025
Contents
SpecialReminder:
PartI:ExplanationofInvestorTypes
1.ClassificationofB-ShareSecuritiesAccounts
2.InvestorClassificationinthisOperationGuide
PartII:BasicOperationalProcedures
1.CashOptionDeclarationandRegistration
2.LinkageRelationshipofHangqilunBShareInvestors'One-Account-Pass(ApplicableOnlytoDomesticIndividualInvestors)
3.ShareAdjustmentforAgentsofOverseasInvestorsNotTradingDomestically4.DeterminingtheSecuritiesAccountandCustodyUnitforHirisunA-Shares5.AllocationofShenzhenMarketTransfer-RestrictedAccounts
6.B-ShareDeregistrationandA-ShareInitialRegistration
7.RMBFundAccountActivation/Opening(Applicableonlytoinvestorsallocatedatransfer-restrictedaccount)
8.ShareSaleandClearing&Settlement
9.FundTransfer
10.CapitalReserveConversionintoShares,BonusShareIssuance,andDividendDistribution
11.DifferentialDividendTax
12.TreatmentofFractionalSharesArisingfromtheShareSwap
13.GeneralMeetingsofShareholders
14.CancellationofTransfer-RestrictedAccounts
15.HandlingofPledges,Freezes,andNon-TradingTransfersforTransfer-RestrictedAccounts
AppendixI:
DeclarationFormforCorrespondencebetweenA/B-shareSecuritiesAccountsandCustodyUnits
AppendixII:
DeclarationFormforSecuritiesAccountsandCustodyUnitsofInvestorsofHangqilunB-ShareNotTradingDomestically
AppendixIII:ContactInformationforCITICSecuritiesInquiriesandBusinessHandlingAppendixIV:ContactInformationforICBCInquiriesandBusinessHandlingSpecialReminder
HangzhouHirisunTechnologyIncorporated(hereinafterreferredtoas"Hirisun",StockCode:300277)issuedA-sharesforshareswapmergerwithHangzhouTurbinePowerGroupCo.,Ltd.(hereinafterreferredtoas"HangqilunB",StockCode:200771)andrelatedtransactionschemewasapprovedbythegeneralmeetingsofshareholdersofHirisunandHangqilunBrespectivelyinJune2025.InSeptember2025,theChinaSecuritiesRegulatoryCommissionissuedtheApprovalontheRegistrationofHangzhouHirisunTechnologyIncorporated'sShareSwapMergerwithHangzhouTurbinePowerGroupCo.,Ltd.(ZJXK[2025]No.2141).
Toensurethesmoothimplementationofthisshareswapmerger,andtoguidesecuritiescompaniesandinvestorsincompletingtheaccountconversionoperationsinvolvedinconvertingHangqilunBSharesintoHirisunA-shares,thisOperationGuideisformulatedbasedontheresultsofcommunicationanddiscussionswithrelevantparties.
AsafterconvertingintoHirisunA-shareshareholders,theprocessesforoverseasinvestors,includingtheallocationoftransfer-restrictedaccounts,theopeningofRMBfundaccounts,sharesales,clearingandsettlement,fundtransfers,andthecurrencyexchangeandremittanceoperationsinvolvedindividends,arerelativelycomplexandtime-consuming,requiringmoredocumentation.Ifoverseasinvestorscannotaccuratelyandcompletelyprovidetherequireddocumentsatthattime,thereisariskthatfundscannotberemittedoutinatimelymanner.Overseasinvestorsarespeciallyremindedtopayattentiontotherelevantrisks.ToensurethatinvestorscansmoothlyregisterandtradeHirisunA-sharesafterthefutureshareswap,investorsarestronglyadvisedtoactivelycooperatewiththeircustodiansecuritiescompaniesinmakingdeclarations,andcarefullyverifyandconfirmtheaccuracyofthedeclaredA-sharesecuritiesaccountandcustodyunitinformationpriortothedeadline.
Investorsareherebyspecificallyremindedthat,fromthecompletionofthesecuritiesaccountandcustodyunitinformationdeclarationuntilthecompletionoftheswapofHangqilunBSharesintoHirisunA-Shares,actionssuchasderegisteringthesecuritiesaccounts,alteringshareholderidentityinformation,oranyotheractionsthatmaydisruptthenormaluseofthesecuritiesaccountsandcustodyunitsarestrictlyprohibited.Regardingmatterspertainingtothesecuritiestradingrules,transactionfeesfortheB-sharesandA-sharesinvolvedinthisshareswap,aswellasinquiriesintoaccountsecuritiesbalancesandfundbalances,investorsareadvisedtodirectlycontacttheirrespectivesecuritiescompanies/brokersforconsultationandclarification.Forcertainbasicproceduresinvolvedinthisaccountconversion,suchasthederegistrationofB-sharesandtheinitialregistrationofA-shares,specificdetailswillbesubsequentlyprovidedbytherelevantregulatoryorexecutiveauthoritiesinfurtherdocumentsornotices.ThisOperationGuideoffersonlyageneraldescriptionoftherelevantprocedures,andthespecificoperatingworkflowsshallbesubjecttothedocumentsornoticesissuedbythesaidauthoritiesattherelevanttime.
ThisOperationGuideispreparedinbothChineseandEnglishversions.Incaseofanydiscrepancybetweenthetwoversions,theChineseversionshallprevail.PartI:ExplanationofInvestorTypes
1.ClassificationofB-ShareSecuritiesAccounts
Basedoninvestoridentitycategoryandfuturetradingdeclarationchannels,investorsareclassifiedintothefollowingthreetypes:DomesticIndividualInvestors,OverseasInvestorsTradingDomestically,andOverseasInvestorsNotTradingDomestically.

InvestorType	ClassificationCriteria
DomesticIndividualInvestors	DomesticindividualinvestorswhohaveopenedB-sharesecurities accountswithdomesticsecuritiescompaniesandtradethroughthe tradingsystemsofdomesticsecuritiescompanies
OverseasInvestorsTrading Domestically	OverseasinvestorswhohaveopenedB-sharesecuritiesaccountswith domesticsecuritiescompaniesandtradethroughthetradingsystemsof domesticsecuritiescompanies
OverseasInvestorsNotTrading Domestically	OverseasinvestorswhohaveopenedseparateB-sharesecurities accountswithoverseasbrokersandtradethroughoverseasbrokers

2.InvestorClassificationinthisOperationGuide
TheaccountconversionprocessandsubsequentoperationsinvolvedinHirisun'sshareswapmergerofHangqilunBaremainlycarriedoutprimarilyaccordingtothefollowinginvestorclassifications.AfterconfirmingtheclassificationoftheirB-sharesecuritiesaccount,investorsshoulddeterminetheirspecifictypebasedonthethreecategoriesbelowandproceedwiththeaccountconversionbyfollowingthecorrespondingsectionsofthisGuide.

InvestorType	ClassificationCriteria	CorrespondingContentinthisGuide
Domestic Individual Investors	Domesticindividualinvestorswhohave openedB-sharesecuritiesaccountswith domesticsecuritiescompaniesandtrade throughthetradingsystemsofdomestic securitiescompanies	Part2,"Sections4,5,7,8,9"-(I)Domestic IndividualInvestors
Overseas InvestorsTrading Domestically	Overseasinvestorswhohaveopened B-sharesecuritiesaccountswithdomestic securitiescompaniesandtradethroughthe tradingsystemsofdomesticsecurities	Part2,"Sections4,5,7,8,9"-(II)Overseas InvestorsTradingDomestically
	companies
Overseas InvestorsNot Trading Domestically	Overseasinvestorswhohaveopened separateB-sharesecuritiesaccountswith overseasbrokersandtradethroughoverseas brokers	Part2,"Sections4,5,7,8,9"-(III)Overseas InvestorsNotTradingDomestically

PartII:BasicOperationalProcedures
InlinewiththeprincipleofservingandfacilitatinginvestorsthroughouttheaccountconversionprocessfortheconversionofHangqilunBSharestoHirisunA-Shares,DomesticIndividualInvestorsandOverseasInvestorsTradingDomesticallymaydirecttheirspecificinquiriesandconducttheirbusinessthroughtheirrespectiveB-shareaccountsecuritiescompanies,whereasOverseasInvestorsNotTradingDomesticallymaycontactCITICSecuritiesCompanyLimited(hereinafterreferredtoas"CITICSecurities")foraccountinquiriesandproceduralguidance,withtheoptiontosubsequentlyproceedwiththeirbusinesseitherthroughCITICSecuritiesoranotherdomesticsecuritiescompanyoftheirchoiceafterunderstandingtherelevantdetails.
1.CashOptionDeclarationandRegistration
Inthisshareswapmerger,HangzhouState-ownedCapitalInvestmentandOperationCo.,Ltd.(hereinafterreferredtoas"HangzhouCapital"),thecontrollingshareholderofHangqilunB,actsasthecashoptionproviderforHangqilunB,andprovidesacashoptiondenominatedinHongKongdollarstoeligibletargetshareholdersofHangqilunB.Afterthecashoptionrecorddate,Hangqilun Binvestorsmay,bydeclaringandexercisingthecashoption,transfertheirHangqilunBsharestoHangzhouCapitalandreceivethecashoptionconsideration,therebyrealizingtheirexit.
Formattersrelatedtocashoptiondeclarationandregistration,pleaserefertotheseparateannouncementissuedbyHangqilunB.
2.LinkageRelationshipofHangqilunBShareInvestors'One-Account-Pass(ApplicableOnlytoDomesticIndividualInvestors)
AfterthelaunchoftheunifiedaccountplatformbyChinaSecuritiesDepositoryandClearingCorporationLimitedShenzhenBranch(hereinafterreferredtoas"CSDC"),aOne-Account-PasswasopenedforinvestorsinadditiontotheoriginalShanghaiandShenzhenA-shareandB-sharesecuritiesaccounts.Thisservesasthemasteraccountrecordinginvestoridentityinformationandsecuritiesassets,whiletheoriginalsecuritiesaccountsserveassub-accountsforinvestors'tradingactivities,withalinkagerelationshipopenedbetweentheOne-Account-Passandthesub-accounts.
1.Forinvestorswhohaveaone-to-onecorrespondencebetweentheirA-shareandB-sharesecuritiesaccountsundertheOne-Account-Passandwhoselinkagerelationshiphasbeenconfirmed,afterthederegistrationofHangqilunBshares,HirisunA-shareswillbeinitiallyregisteredintheinvestor'sA-sharesecuritiesaccount.
ForinvestorswhohavetwoormoreA-sharesecuritiesaccountsundertheirOne-Account-Passandwhoselinkagerelationshipshavebeenconfirmed,itisrecommendedthatinvestorsandtheiroriginalB-sharecustodiansecuritiescompanyselectanA-sharesecuritiesaccountfortheinitialregistrationofHirisunA-sharesinthefollowingorder:First,selecttheA-sharesecuritiesaccountwheretheinformationdeclarationsecuritiescompanyisthesameastheHangqilunBsharecustodiansecuritiescompany;secondly,selecttheA-sharesecuritiesaccountwiththelatestaccountopeningdateastheA-sharesecuritiesaccountfortheinitialregistrationofHirisunA-shares.
2.ForinvestorswhohavebothA-shareandB-sharesecuritiesaccountsundertheirOne-Account-Passbutwhoselinkagerelationshipisnotconfirmed,theycangotothesecuritiescompanywheretheirB-sharesecuritiesaccountorA-sharesecuritiesaccountistradedtocompletethelinkagerelationshipconfirmationprocedurebeforethedeclarationdeadlineforsecuritiesaccountsandcustodyunits.
3.ForinvestorswhohaveaB-sharesecuritiesaccountundertheirOne-Account-PassbuttemporarilydonothaveanA-sharesecuritiesaccount,theycancompletetheopeningofanA-sharesecuritiesaccountandconfirmthelinkagerelationshipbeforethedeclarationdeadlineforsecuritiesaccountsandcustodyunits.ItisrecommendedthatinvestorschoosethesalesdepartmentofthesecuritiescompanywheretheirB-sharesecuritiesaccountistradedtoopenanewA-sharesecuritiesaccount.
Aftertheaforementioneddeadline,forinvestorslackingacorrespondingA-sharesecuritiesaccountundertheirOne-Account-Pass,HirisunwillapplytoCSDCtoallocateatransfer-restrictedaccountfortheinvestor.PleaserefertoSection"V.AllocationofShenzhenMarketTransfer-RestrictedAccounts"inthischapter.AfterthederegistrationofHangqilunBshares,HirisunA-shareswillberegisteredintheinvestor'stransfer-restrictedaccount.ItisparticularlyimportanttonotethatinvestorsarerequiredtofirstverifywiththesecuritiescompanywheretheirB-sharesecuritiesaccountistradedwhethertheirA-shareandB-sharesecuritiesaccountsareunderthesameOne-Account-Passandwhetherthelinkagerelationshiphasbeenconfirmed.ForthosewhoseA-shareandB-sharesecuritiesaccountsarenotunderthesamelinkagerelationshiporwhoselinkagerelationshipisnotconfirmed,investorsareadvisedtocontactthesecuritiescompanywheretheirB-sharesecuritiesaccountistradedassoonaspossibletomodifyaccountdetailsandcompletethelinkageconfirmationprocedure.
3.ShareAdjustmentforAgentsofOverseasInvestorsNotTradingDomesticallyAccordingtoCSDCB-ShareBusinessRegistrationandSettlementServiceGuide,HangqilunBshareholderscanauthorizetheiragentstoapplytoCSDCShenzhenBranch(ContactNumber:0755-21899306)foranagentaccountshareadjustment.Ifapplyingforanagentaccountshareadjustment,theprocessmustbecompletedwithinoneweekbeforethedeclarationdeadlineforsecuritiesaccountsandcustodyunits(Investorsareadvisedtopayattentiontothesubsequentagentshareadjustmentdeadlineannouncedbythelistedcompany).
4.DeterminingtheSecuritiesAccountandCustodyUnitforHirisunA-Shares(I)DomesticIndividualInvestors
AstheexistingB-sharesecuritiesaccountsofHangqilunBinvestorscannotdirectlyregisterHirisunA-shares,andgiventhattheShenzhenStockExchange(hereinafterreferredtoas"SZSE")implementsasharecustodyandtradingsystem,asituationmayarisewheresharesunderthesameinvestor'ssecuritiesaccountareheldacrossmultiplecustodyunits.Therefore,thesecuritiesaccountandcustodyunitfortheinvestor'sfutureHirisunA-sharesaftertheshareswaparedeterminedaccordingtothefollowingprinciples:
1.ThedomesticsecuritiescompanycustodianoHangqilunB,priortothedeclarationdeadlineforsecuritiesaccountsandcustodyunits,andfollowingsolicitationofinvestor'sintention,shalldeclaretheA-sharesecuritiesaccountandcustodyunitforeachHangqilunBinvestor.HangqilunBsharesoriginallyregisteredintheB-sharesecuritiesaccount,afterconversionintoHirisunA-shares,willberegisteredinthedeclaredA-sharesecuritiesaccountandcustodyunit.IfthedeclaredinformationfortheA-sharesecuritiesaccountorcustodyunitisincorrect,itmayresultinthefailuretoproperlyregisterorselltheA-sharesobtainedaftertheconversion.Investorsandtheirrespectivesecuritiescompaniesarestronglyadvisedtocarefullyverifytheaccuracyofthedeclaredinformation.
2.IfaninvestorfailstodeclareorincorrectlydeclarestheA-sharesecuritiesaccountandcustodyunitbeforethedeclarationdeadlineforsecuritiesaccountsandcustodyunits(Investorsareadvisedtonotethesubsequentdeclarationdeadlineannouncedbythelistedcompany),theconvertedHirisunA-shareswillberegisteredintoatransfer-restrictedaccountopenedbyCSDCfortherelevantinvestorandcustodiedtotheA-sharecustodyunitdeclaredbytheoriginalB-sharecustodiansecuritiescompany;IftheoriginalB-sharecustodiansecuritiescompanyfailstodeclareanA-sharecustodyunit,fortheconvenienceofinvestors,thelistedcompanywillauthorizeCITICSecuritiestoprovideacustodyunit,andtheHirisunA-sharesobtainedbysuchinvestorswillbecustodiedtoCITICSecurities'A-sharecustodyunit.InvestorswhosesharesarecustodiedwithCITICSecuritiescanonlyconducttrades,transfersofcustody,andotheroperationsafteropeningafundaccountandcompletingrelatedprocedureswithCITICSecurities.Pleasereferto"V.AllocationofShenzhenMarketTransfer-RestrictedAccounts".Forspecificmatters,investorscanconsulttheiroriginalB-sharecustodiansecuritiescompany.
Methodfordeclaringsecuritiesaccountsandcustodyunits:TheoriginalB-sharecustodiansecuritiescompanyisadvisedtofillouttheDeclarationFormforCorrespondencebetweenA/B-shareSecuritiesAccountsandCustodyUnits(seeAppendixIfordetails,hereinafterreferredtoasthe"DeclarationForm")inaconsolidatedmannerandsendthefollowingmaterialstothedesignatedemailaddressofCITICSecurities;
1)AcompletedelectronicversionoftheDeclarationForminconsolidatedformat;2)Ascannedcopyoftheprinted,completed,andconsolidatedDeclarationFormstampedwiththesecuritiescompany'sofficialsealasanappendix;
Duringdeclaration,pleasecompletelydeclaretheA-sharesecuritiesaccountandcustodyunitinformationcorrespondingtoallB-sharesecuritiesaccountsandcustodyunits.Thecontentoftheelectronicdeclarationformmustbeconsistentwiththeinformationdeclaredinthestampeddocument;Ifdeclaredmultipletimes,thelastcompletesetofdeclarationinformationreceivedwillbetakenasthestandard.
Foranyquestions,pleasecontactCITICSecurities.ContactinformationisdetailedinAppendixIII.
(II)OverseasInvestorsTradingDomestically
AstheexistingB-sharesecuritiesaccountsofHangqilunBinvestorscannotdirectlyregisterHirisunA-shares,andgiventhatSZSEimplementsasharecustodyandtradingsystem,asituationmayarisewheresharesunderthesameinvestor'ssecuritiesaccountareheldacrossmultiplecustodyunits.Therefore,thesecuritiesaccountandcustodyunitfortheinvestor'sfutureHirisunA-sharesaftertheshareswaparedeterminedaccordingtothefollowingprinciples:1.ThedomesticsecuritiescompanywhereHangqilunBistraded,priortothedeclarationdeadlineforsecuritiesaccountsandcustodyunits,andfollowingsolicitationoftheinvestor'sintention,shalldeclaretheA-sharesecuritiesaccount(ifany)andcustodyunitforeachHangqilunBinvestor.SuchA-sharesecuritiesaccountandcustodyunitmustensurethattheinvestorcannormallytradeA-shares.
HangqilunBsharesoriginallyregisteredintheB-sharesecuritiesaccount,afterconversionintoHirisunA-shares,willberegisteredinthedeclaredA-sharesecuritiesaccountandcustodyunit.IfthedeclaredinformationfortheA-sharesecuritiesaccountorcustodyunitisincorrect,itmayresultinthefailuretoproperlyregisterorselltheA-sharesobtainedaftertheconversion.Investorsarestronglyadvisedtocarefullyverifytheaccuracyofthedeclaredinformation.2.IfaninvestorfailstodeclareorincorrectlydeclarestheA-sharesecuritiesaccountandcustodyunitbeforethedeclarationdeadlineforsecuritiesaccountsandcustodyunits(Investorsareadvisedtonotethesubsequentdeclarationdeadlineannouncedbythelistedcompany),theconvertedHirisunA-shareswillberegisteredintoatransfer-restrictedaccountopenedbyCSDCfortherelevantinvestorandcustodiedtotheA-sharecustodyunitdeclaredbytheoriginalB-sharecustodiansecuritiescompany;IftheoriginalB-sharecustodiansecuritiescompanyfailstodeclareanA-sharecustodyunit,fortheconvenienceofinvestors,thelistedcompanywillauthorizeCITICSecuritiestoprovideacustodyunit,andtheHirisunA-sharesobtainedbysuchinvestorswillbecustodiedtoCITICSecurities'A-sharecustodyunit.InvestorswhosesharesarecustodiedwithCITICSecuritiescanonlyconducttrades,transfersofcustody,andotheroperationsafteropeningafundaccountandcompletingrelatedprocedureswithCITICSecurities.Pleasereferto"V.AllocationofShenzhenMarketTransfer-RestrictedAccounts".Forspecificmatters,investorscanconsulttheiroriginalB-sharecustodiansecuritiescompany.Methodfordeclaringsecuritiesaccountsandcustodyunits:TheoriginalB-sharecustodiansecuritiescompanyisadvisedtofillouttheDeclarationFormforCorrespondencebetweenA/B-shareSecuritiesAccountsandCustodyUnits(seeAppendixIfordetails)inaconsolidatedmannerandsendthefollowingmaterialstothedesignatedemailaddressofCITICSecurities;
1)AcompletedelectronicversionoftheDeclarationForminconsolidatedformatasanappendix;
2)Ascannedcopyoftheprinted,completed,andconsolidatedDeclarationFormstampedwiththesecuritiescompany'sofficialsealasanappendix.
Duringdeclaration,pleasecompletelydeclaretheA-sharesecuritiesaccount(ifany)andcustodyunitinformationcorrespondingtoallB-sharesecuritiesaccountsandcustodyunits.Thecontentoftheelectronicdeclarationformmustbeconsistentwiththeinformationdeclaredinthestampeddeclaredinformation;Ifdeclaredmultipletimes,thelastcompletesetofdeclarationinformationreceivedwillbetakenasthestandard.
Foranyquestions,pleasecontactCITICSecurities.ContactinformationisdetailedinAppendixIII.
(III)OverseasInvestorsNotTradingDomestically
AstheexistingB-sharesecuritiesaccountsofHangqilunBinvestorscannotdirectlyregisterHirisunA-shares,andgiventhatSZSEimplementsasharecustodyandtradingsystem,asituationmayarisewheresharesunderthesameinvestor'ssecuritiesaccountareheldacrossmultiplecustodyunits.Therefore,thesecuritiesaccountandcustodyunitfortheinvestor'sfutureHirisunA-sharesaftertheshareswaparedeterminedaccordingtothefollowingprinciples:Investorswhointendtoself-designatetheirdomesticsecuritiescompanyandsecuritiesaccount/custodyunitmustcontacttheirchosendomesticsecuritiescompanybeforethedeclarationdeadlinetoconfirmthesecuritiesaccount(ifany)andcustodyunit.Thedesignatedsecuritiescompanywillthenproceedwiththedeclaration.
MethodforDeclaringSecuritiesAccountsandCustodyUnits:PleasecompletetheDeclarationFormforSecuritiesAccountsandCustodyUnitsofInvestorsofHangqilunB-ShareNotTradingDomestically(seeAppendixIIfordetails).Thedeclaration,alongwiththefollowingmaterials,mustbesentbythesecuritiescompanyofthechosenA-sharecustodyunittotheemailaddressdesignatedbyCITICSecurities:
1)Copiedandpastedcompleteddeclarationcontentdirectlyinthebodyoftheemail;2)Printedcompleteddeclarationform,stamped,andscannedasanemailattachment.Whendeclaring,pleaseaccuratelyfillintheA-sharesecuritiesaccountandcustodyunitinformation.Ifdeclaredmultipletimes,thelastcompletesetofdeclarationinformationreceivedwillbetakenasthestandard.
1.IfaninvestorfailstodeclaretheirA-sharesecuritiesaccountbeforethespecifieddeadline(investorsareadvisedtonotethesubsequentdeclarationdeadlineannouncedbythelistedcompany),theconvertedHirisunA-shareswillberegisteredintoatransfer-restrictedaccountopenedbyCSDCfortherelevantinvestor.Pleasereferto"V.AllocationofShenzhenMarketTransfer-RestrictedAccounts"inthischapter.
Fortheconvenienceofinvestors,thelistedcompanyhasauthorizedCITICSecuritiestoprovidecustodyunits.IfoverseasB-shareinvestorsnottradingdomesticallyfailtodeclareacustodyunitbeforethedeclarationdeadlineforsecuritiesaccountsandcustodyunits,theiracquiredHirisunA-shareswillbeautomaticallycustodiedtoCITICSecurities'A-sharecustodyunit.SuchinvestorscanonlyconducttradingandcustodytransferoperationsaftercompletingrelevantproceduressuchasfundaccountopeningwithCITICSecurities.Foranyinquiries,pleasecontactCITICSecurities.ContactdetailsareprovidedinAppendixIII.
5.AllocationofShenzhenMarketTransfer-RestrictedAccounts
(I)DomesticIndividualInvestors
Aftercompletingthesecuritiesaccountdeclarationprocess,fordomesticindividualinvestorswhodonothaveanA-sharesecuritiesaccountorfailtocorrectlydeclareanA-sharesecuritiesaccount,HirisunwillapplytoCSDCtouniformlyallocatetransfer-restrictedaccountsfreeofchargeforsuchinvestorsbasedontheirB-sharesecuritiesaccountinformation,andwillcustodytheA-sharestothesecuritiescompanydesignatedbytheoriginalB-sharecustodiansecuritiescompanyinitsA-sharecustodyunitdeclaration.Thissecuritiesaccountisaspecialrestrictedaccount,whichcanonlybeusedtoplacesellordersandshallnotbeusedforotherpurposes.
Duringtheallocationprocessofthetransfer-restrictedaccount,investorsarenotrequiredtoperformanyadditionaloperations.Aftertheallocationofthetransfer-restrictedaccountiscompleted,thesecuritiescompanywillinforminvestorsaboutmattersrelatedtotheallocationofthetransfer-restrictedaccountthroughoneormorechannelssuchastheinternet,telephone,SMS,email,andpostingannouncementsatbusinesspremises.Thesalesdepartmentsofeachsecuritiescompanywillassistinopeningthetransfer-restrictedaccountinthetradingsystem.Investorsshallgotothesecuritiescompany'ssalesdepartmenttocompletetheRMBthird-partycustodianshipproceduresforthefundaccountofthetransfer-restrictedaccounttoenablesubsequentsellordertransactionsfortheconvertedA-shares.Forspecificbusinesshandlingproceduresandrequireddocuments,investorsmayconsultthesecuritiescompanywheretheirA-sharesecuritiesaccountistraded.
(II)OverseasInvestorsTradingDomestically
Aftercompletingthesecuritiesaccountdeclarationprocess,foroverseasinvestorstradingdomesticallywhodonothaveanA-sharesecuritiesaccountorfailtocorrectlydeclareanA-sharesecuritiesaccount,HirisunwillapplytoCSDCtouniformlyallocatetransfer-restrictedaccountsfreeofchargeforsuchinvestorsbasedontheirB-sharesecuritiesaccountinformation,andwillcustodytheA-sharestothesecuritiescompanydesignatedintheA-sharecustodyunitdeclarationsubmittedbytheoriginalB-sharecustodiansecuritiescompany.Thissecuritiesaccountisaspecialrestrictedaccount,whichcanonlybeusedtoplacesellordersandshallnotbeusedforotherpurposes.Thesecuritiescompanywillinforminvestorsaboutmattersrelatedtotheallocationofthetransfer-restrictedaccountthroughoneormorechannelssuchastheinternet,telephone,SMS,email,andpostingannouncementsatbusinesspremises.ThesalesdepartmentsofeachsecuritiescompanywillassistinactivatingtheRMBsettlementfunctionfortheoriginalB-sharefundaccounttoenablesubsequentsellordertransactionsforthetransfer-restrictedaccount.Investorsshallgotothesecuritiescompany'ssalesdepartmenttocompletetheRMBcustodianshipproceduresforthefundaccountofthetransfer-restrictedaccounttoenablesubsequentsellordertransactionsfortheconvertedA-shares.
Duringtheallocationprocessofthetransfer-restrictedaccount,investorsarenotrequiredtoperformanyadditionaloperations.BeforethelistingofthenewHirisunA-shares,thesecuritiescompanywheretheinvestor'sB-sharesecuritiesaccountistradedwillinformthemaboutmattersrelatedtotheallocationofthetransfer-restrictedaccountthroughoneormorechannelssuchastheinternet,telephone,SMS,email,andpostingannouncementsatbusinesspremises.Investorsareadvisedtopayattentiontotherelevantnoticesandannouncementsatthattime.Afterthetransfer-restrictedaccountisallocated,investorscanmakeinquiriestothesecuritiescompanyoftheirdesignatedA-sharecustodyunitthroughcounterinquiries,telephone,onlinetradingsystems,etc.
(III)OverseasInvestorsNotTradingDomestically
AftercompletingtheHangqilunBcashoptionprocess,foroverseasinvestorsnottradingdomesticallywhodonothaveanA-sharesecuritiesaccountorfailtocorrectlydeclareanA-sharesecuritiesaccount,HirisunwillapplytoCSDCtouniformlyallocatetransfer-restrictedaccountsfreeofchargebasedontheirB-sharesecuritiesaccountinformation.Thissecuritiesaccountisaspecialrestrictedaccount,whichcanonlybeusedtoplacesellordersandshallnotbeusedforotherpurposes.
Astheinvestor'sB-sharesecuritiesaccountisnotopenedwithanydomesticsecuritiescompany,theinvestorisrequiredtoself-designateadomesticsecuritiescompanytoserveasthefuturecustodianforthetransfer-restrictedaccountuponbeinginformedoftheaccountconversiondetails(seePart2,Section4fordetails).Investorsarerequiredtopromptlygotothissecuritiescompanytocompleteproceduressuchasfundaccountopening,andonlyafterthissecuritiescompanycompletesthelinkingoftheinvestor'stransfer-restrictedaccountcantheyinquireabouttheHirisunA-sharesinthetransfer-restrictedaccountandplacesellorders.
ThelistedcompanyhasauthorizedCITICSecuritiestoprovideanA-sharecustodyunit.Iftheinvestorhasnotdesignatedadomesticsecuritiescompanyasthetradingsecuritiescompanyfortheirfuturetransfer-restrictedaccount,theyshallpromptlygotoCITICSecuritiestocompleterelevantproceduressuchasfundaccountopeningbeforetheycanconducttrades,transfersofcustody,andotheroperations.
6.B-ShareDeregistrationandA-ShareInitialRegistration
BasedonHangqilunB'sapplicationforderegistration,CSDCprovidesHangqilunBwithrelevantmaterialssuchastheinvestorregisteratthetimeofB-sharederegistrationandterminatesitsshareregistrationrelationshipwithHangqilunB.HTCtransferstheinvestorregisteratthetimeofB-shareexittoHirisun.HirisuncalculatesthenumberofHirisunA-sharesobtainedaftertheshareswapforallregisteredB-shareinvestorsbasedontheshareswapratioofthisshareswapmerger,andupdatesthesharedetailsofeachB-shareinvestorintotheA-shareinvestorregister.Hirisunsendstheupdatedinvestorregister(includingjudicialfreezeandpledgeregistrationdata)toCSDCandappliestoCSDCtocompletetheinitialregistrationofHirisunA-shares.BasedonHirisun'sapplication,CSDCinitiallyregisterstheHirisunA-sharesheldbyinvestorsintotheirordinaryA-sharesecuritiesaccountortransfer-restrictedaccount.Aftertheinitialshareregistration,fordomesticindividualinvestorswhosesharesareregisteredinanordinaryA-sharesecuritiesaccountandwhohaveopenedChiNextmarkettradingpermissionsaccordingtotheShenzhenStockExchangeChiNextMarketInvestorAppropriatenessManagementImplementationMeasures(2020Revision)andotherimplementingrules,thenormaltransactionofHirisunA-shareswillfollowtheexistingoperationalproceduresforordinaryA-sharesecuritiesaccounts.ThisOperationGuidewillnotreiteratetherelevantbusinessprocesses.FordomesticindividualinvestorswhohavenotopenedChiNextmarkettradingpermissions,theirheldHirisunA-shareswillbesubjecttotradingrestrictions;theycanonlysellheldsharesandshallnotconductbuyoperations.Domesticindividualinvestorsandalloverseasinvestorswhosesharesareregisteredinatransfer-restrictedaccountwillholdorsellHirisunA-sharesthroughthetransfer-restrictedaccount.RelevantinvestorsshallfollowthebusinessoperationprocessbelowandbefurtherclassifiedbasedontheinvestorclassificationinthisOperationGuide(forspecificcontent,seebasicbusinessoperationprocessesVIItoXV).
7.RMBFundAccountActivation/Opening(Applicableonlytoinvestorsallocatedatransfer-restrictedaccount)
ForinvestorswhoseHirisunA-sharesareinitiallyregisteredtoatransfer-restrictedaccount,operationsareclassifiedaccordingtotheinvestortypesinthisOperationGuide.Thespecificprocessesareasfollows:
(I)DomesticIndividualInvestors
AftertheinitialA-shareregistrationiscompleted,CSDCwillsendthecorrespondencebetweentheB-shareaccountandthetransfer-restrictedaccounttothecustodiansecuritiescompany.EachdomesticsecuritiescompanythatreceivesthecorrespondingdatamustnotifyinvestorsabouttheinitialregistrationoftheHirisunA-sharesobtainedfromtheshareswapintotheirtransfer-restrictedaccountthroughoneormorechannelssuchastheinternet,telephone,SMS,email,andpostingannouncementsatbusinesspremises.ThesalesdepartmentsofeachsecuritiescompanywillassistinactivatingtheRMBsettlementfunctionfortheoriginalB-sharefundaccountandnotifyinvestorstocompletethethird-partycustodianshipproceduresforthefundaccountofthetransfer-restrictedaccount.Wheninvestorsgotothesecuritiescompany'ssalesdepartmenttohandlerelevantprocedures,thespecificoperationalstepsforeachsecuritiescompanyareasfollows:
1)ThesecuritiescompanyshallactivatetheRMBcurrencydenominationandaddRMBsettlementfunctionalitytotheoriginalB-sharefundsaccountoftheDomesticIndividualInvestor;2)Thesecuritiescompanyshallopenthecorrespondingtransfer-restrictedaccountundertheaforementionedfundsaccountwithinitstradingsystem;
3)Eachinvestorarerequiredtosignathird-partycustodianshipagreementandcompletethethird-partycustodianshipproceduresforthefundaccountaccordingtotherelevantregulationsofeachsecuritiescompanyforhandlingthird-partycustodianshipbusinessforfundaccounts.Thegeneralhandlingprocessisthatthesecuritiescompanyisresponsibleforsendingthepre-designationinformationoftheinvestor'sRMBfundaccounttothethird-partycustodianbank,andtheinvestorgoestothecustodianbank'sbusinessoutlettocompletethelinkageprocedureforthethird-partycustodianshipofthefundaccount,therebyrealizingthird-partycustodianshipfortheinvestor'sfundaccount;thespecificoperationalprocesscanbeconsultedwiththesecuritiescompanywheretheA-shareiscustodiedandtraded.
Itisrecommendedthateachsecuritiescompanyexecutetheaforementionedstep2)onlyaftertheinvestorhascompletedthethird-partycustodianshipbusinessprocedures.Onthedayaftercompletingtheabovesteps,investorscanusetheiroriginalB-sharefundaccountnumberandinformationandthenumberofHirisunA-sharesregisteredinthissecuritiesaccount,andcanplacesellordersafterthelistingofthenewA-sharesresultingfromHirisun'sshareswapmerger.The above process is only a general description. The specific operational process shall bedeterminedbyeachsecuritiescompanyaccordingtotheirrelevantregulations.(II)OverseasInvestorsTradingDomestically
Uponbeinginformedoftheaccountconversiondetails,investorsareadvisedtoselecttheiroriginalB-sharecustodiansecuritiescompanyasthefuturecustodianforthetransfer-restrictedaccount.SuchsecuritiescompanyassistsinactivatingtheRMBsettlementfunctionfortheoriginalB-sharefundaccountandopensthetransfer-restrictedaccountundertheB-sharefundaccountthathasalreadyactivatedRMBcurrencysettlementfunctionality.OnlyuponcompletionofthesestepscaninvestorsproceedtoinquireabouttheHirisunA-sharesheldinthetransfer-restrictedaccountandplacesellorders.Inthefuture,theA-sharecustodyunitofthissecuritiescompanywillhandlethecustodyandone-wayselltransactionsfortheHirisunA-sharesheldintheirtransfer-restrictedaccount.Suchaccountdoesnotrequireinvestorstohandlethird-partycustodianshipbusiness.
(III)OverseasInvestorsNotTradingDomestically
Thetransfer-restrictedaccountallocatedtosuchinvestorsrequiresthedesignationofadomesticsecuritiescompanyasitscustodiantoactivatestandardfunctionsforqueryingandsellingtheheldHirisunA-shares.Toachievethis,theinvestorshallgotothedesignatedsecuritiescompanytocompletethefundsaccountopeningprocedures.Onlyafterthesecuritiescompanyhasestablishedthefundsaccountlinkedtothistransfer-restrictedaccountcan.InvestorproceedtoqueryHirisunA-shareholdingsandplacesellorders.Inthefuture,theA-sharecustodyunitofthissecuritiescompanywillhandlethecustodyandone-wayselltransactionsfortheHirisunA-sharesheldintheirtransfer-restrictedaccount.Beforethis,investorscannotplacesellorderdeclarationsforHirisunA-shares.
InvestorscancontactCITICSecuritiestoinquireabouttheirtransfer-restrictedaccountandotherrelatedinformation.Atthesametime,investorscanalsocontactCITICSecuritiestoconsultonrelevantbusinessprocessesinvolvedinthisaccountconversion,suchasaccountopeningandsubsequentoperationsofthetransfer-restrictedaccount,andcancompletetheabove-relatedbusinessatCITICSecurities.Uponunderstandingtherelevantbusinessdetails,investorsmayalsochoosetovisitanotherdomesticsecuritiescompanyoftheirchoicetohandletherelevantprocedures.Thespecificbusinessprocessflowshouldbeinquiredbytheinvestordirectlywiththechosensecuritiescompany.
TheContactInformationforCITICSecuritiesInquiriesandBusinessHandlingisdetailedinAppendix3.
Wheninvestorsgotothesecuritiescompanythatwillserveasthetradingsecuritiescompanyfortheirfuturetransfer-restrictedaccounttoopenanaccount,inadditiontoassistinginvestorsinsubmittingandfillingoutrelevantaccountopeningmaterials,thesecuritiescompanyshallgenerallyalsocarryoutthefollowingoperationalsteps:1)OpenHongKongdollarandRMBfundaccountsfortheinvestorandcompletethesettingoftheinvestor'stradingpassword;2)Openthecorrespondingtransfer-restrictedaccountundertheRMBfundaccount;3)Directlysendentrustmenttradinginstructionstotheexchangethroughthetradingsystemtocompleteentrustmenttradingforthetransfer-restrictedaccount;4)Informtheinvestorofthefundaccountnumberandtradingmethod.Uponcompletingtheabovesteps,investorscanusethefundaccountnumberobtainedduringaccountopeningandthetradingpasswordtologintothetradinginterfaceofthesecuritiescompanywheretheirtransfer-restrictedaccountisheldtoquerytheirtransfer-restrictedaccountinformationandplacesellordersforHirisunA-sharesafterthelistingofthenewA-sharesresultingfromHirisun'sshareswapmerger.
Astheaccountopeningprocessforoverseasinvestorsisrelativelycomplex,theaboveprocessisonlyageneraldescription.Thespecificaccountopeningandprocedurehandlingprocesses,forms(suchasprovisionofon-siteornon-on-siteaccountopeningservices),andwhethereachsecuritiescompanychoosesadomesticplatformoroverseasplatformtoprovideaccountopeningandrelatedservicesforinvestors,shallbedeterminedbytheinvestor'sselectedsecuritiescompanyaccordingtotheirrelevantregulations.
8.ShareSaleandClearing&Settlement
(I)DomesticIndividualInvestors
Uponcompletingtheaforementionedoperationalsteps,alldomesticindividualinvestorsallocatedtransfer-restrictedaccountsmayconductsharesalesandclearing&settlementfollowingthecurrentoperationalproceduresforordinaryA-sharesecuritiesaccounts.Thespecificstepsareasfollows:
1)OnT-day,theinvestorlogsintothetradinginterfaceusingthefundsaccountnumberandtradingpasswordassociatedwiththenewlyopenedtransfer-restrictedaccount,enterstheHirisunA-sharestockcodeinthesellorder,andinputsthenumberofsharestosellandtheorderpricetosubmitthesellorderapplication;
2)Thesecuritiescompany'stradingsystemautomaticallyselectstheinvestor'stransfer-restrictedaccountandthedesignatedA-sharecustodyunitforreductionbasedontheHirisunA-sharestockcode,andsubmitsthesellordertotheexchange;
3)TheShenzhenStockExchangematchesandexecutesthetradethroughthetradingsystem,thensendsthetradeexecutionreporttothesecuritiescompany;
4)AttheendofT-day,CSDCreceivestheday'stradingdatafromtheShenzhenStockExchange,conductsclearingofbothfundsandsecurities,anddistributestheclearingdatatoeachsecuritiescompany;OnT+1day,itcompletesthefundtransferforsettlementwitheachsecuritiescompanybasedontheT-daysecuritiestradingclearingresults;
5)AttheendofT-day,eachdomesticsecuritiescompanyconductssecondaryclearingandsettlementwithinvestorsbasedonthetradingclearingdatasentbyCSDC.TheHirisunA-sharesintheinvestor'stransfer-restrictedaccountdecreasesaccordingly,andtheRMBamountinthefundaccountincreasesaccordingly;
6)TheRMBfundsintheinvestor'sfundsaccountwillaccrueinterestattheprevailingPeople'sBankofChinaRMBdemanddepositrate.Thisinterestwillbecalculatedandcreditedtotheinvestor'sRMBfundsaccountonthedesignatedinterestcalculationdate.(II)OverseasInvestorsTradingDomestically
Thesharesaleandclearing&settlementprocessisthesameastheoperationalprocessdescribedin"VIII.ShareSaleandClearing&Settlement"-"1.DomesticIndividualInvestors".However,theRMBproceedsfromthesaleareunavailableandnon-withdrawable,andshallbeuniformlyconvertedtoHongKongdollarsasrequiredbytheStateAdministrationofForeignExchange.Specificoperationsrefertothechapter"IX.FundTransfer".(III)OverseasInvestorsNotTradingDomestically
Thesharesaleandclearing&settlementprocessisthesameastheoperationalprocessdescribedin"VIII.ShareSaleandClearing&Settlement"-"1.DomesticIndividualInvestors".TheRMBproceedsfromthesaleareunavailableandnon-withdrawable,andmustbeuniformlyconvertedtoHongKongdollarsasrequiredbytheStateAdministrationofForeignExchange.Specificoperationsrefertothechapter"IX.FundTransfer".OnT-day,afteralldomesticindividualinvestorsandoverseasinvestorscompletetheaboveoperationalsteps,theHirisunA-sharesthatinvestorsentrustedtosellhavebeensuccessfullysoldandcleared&settled.Consequently,thenumberofHirisunA-sharesheldintheinvestor'stransfer-restrictedaccountdecreasesaccordingly,andtheRMBfundsinthefundaccountincreaseaccordingly.
OnT+1day,CSDCuniformlytransferstheRMBfundsobtainedfrominvestors'sharesalestothesettlementreserveaccountsofeachdomesticsecuritiescompany.9.FundTransfer
(I)DomesticIndividualInvestors
1)OnT+1Day,eachdomesticsecuritiescompanyshalltransfertheRMBfundsobtainedfromthesaleofHirisunA-sharesbyinvestorsfromthesettlementreserveaccounttothemasterthird-partycustodianaccountforclienttradingsettlementfunds;
2)OnT+1Day,investorsmayinitiatethestandardA-sharethird-partycustodianbank-securitiestransferprocesstomovetheRMBproceedsfromthesaleofHirisunA-sharesfromtheirsecuritiesfundsaccounttotheirdesignatedpersonalbankaccount,therebycompletingthefinalfundtransfer.
(II)OverseasInvestorsTradingDomestically
Uponcompletionoftheshareswap,fororiginalHangqilunB-shareoverseasinvestors,theRMBfundsobtainedfromsellingHirisunA-sharesthroughthetransfer-restrictedaccountorfromdividendsmustbeuniformlyconvertedintoHongKongDollars(HKD)inaccordancewiththerequirementsoftheStateAdministrationofForeignExchange.ThesecuritiescompanywillthenfacilitatethefinalsettlementinHKDthroughadesignatedforeignexchangebank.Consequently,whiletheRMBproceedsfromsharesalesinthetransfer-restrictedaccountaresettledontheaforementionedT+1basis,thefinalwithdrawableHKDfundsforinvestorswillbeavailableonT+mDay(m≥3),dependingonthesettlementprogressoftheforeignexchangebank'sconversionprocess.Thatis,investorsmayapplytotheirsecuritiescompanytowithdrawtheHKDproceedsfromthesharesaleonT+mDay.Investorsmayconsultthesecuritiescompanywheretheirtransfer-restrictedaccountisheldforspecificdetails.
(III)OverseasInvestorsNotTradingDomestically
InvestorsmayappointCITICSecuritiesoranotherdomesticsecuritiescompanyoftheirchoicefordelegatedtrading.Aftercompletingaccountopeningwiththedesignatedsecuritiescompany,theforeignexchangepurchaseandtransferprocessfortheRMBfundsobtainedfromreducingA-sharesordividendsthroughthetransfer-restrictedaccountislargelythesameasthatdescribedin"IX.FundTransfer"-"2.OverseasInvestorsTradingDomestically".Thespecificprocessshallbedeterminedbytheinvestor'sdesignatedsettlementsecuritiescompanyorCITICSecuritiesthroughtheirownliaison.
IndustrialandCommercialBankofChina(ICBC),asthecooperatingbank,assistsoverseasinvestorsandsecuritiesfirmswithcurrencyexchangeandremittanceoperations,andhandlesbusinessapplications,inquiries,andcommunicationsrelatedtocurrencyexchangeservices,underthepremiseofcomplyingwithChineselawsandregulationsaswellasrelevantforeignexchangeinvestorsmaychoosetoconducttheirfundremittancebusinesswithothereligiblebanks.ThecontactinformationforICBCHangzhouBranchisdetailedinAppendixIV.10.CapitalReserveConversionintoShares,BonusShareIssuance,andDividendDistribution
Capitalreserveconversions,bonusshareissuanceregistrations,anddividenddistributionsforsharesinthetransfer-restrictedaccountarehandledbyreferencetoexistingnormalA-shareaccounts.
11.DifferentialDividendTax
Thecalculationandwithholdingofdifferentialdividendtaxarehandledaccordingtoexistinglaws,regulations,andbusinessrules.
12.TreatmentofFractionalSharesArisingfromtheShareSwap
Aftertheshareexchangeiscompleted,thenumberofHirisunA-sharesobtainedbyHangqilunBshareinvestorsshouldbewholenumbers.IfthenumberresultingfrommultiplyingtheHangqilun Bsharesheldbyaninvestorbytheshareswapratioisnotaninteger,thenbasedonthesizeofthefractionalpart(afterthedecimalpoint),eachinvestorwillreceiveoneadditionalshareinsequenceuntiltheactualnumberofswappedsharesmatchestheplannedissuancequantity.Incaseswheremultipleshareholdershaveidenticalfractionalportionsexceedingtheremainingsharesavailableforallocation,acomputerizedrandomallocationsystemshallbeuseduntiltheactualnumberofsharesforshareswapmatchestheplannedissuancequantity.AfterthederegistrationofHangqilun Bshares,theinvestorregisterwillbetransferredtoHirisun.HirisunwillcalculatethenumberofHirisunsharesobtainedbyallregisteredinvestorsaftertheshareswapaccordingtotheabovefractionalsharetreatmentprinciplesandupdatethesharedetailsofeachB-shareinvestorintotheA-shareinvestorregister.
13.GeneralMeetingsofShareholders
Shareholdersmayattendthegeneralmeetingsofshareholdersinpersonorbyproxytoexercisevotingrights.Requirementsanddocumentsforshareholdersandshareholderrepresentativestoattendmeetingsaredetailedinthenoticeofthegeneralmeetingofshareholderstobedisclosedbythelistedcompanyinduecourse.
14.CancellationofTransfer-RestrictedAccounts
WhenthebalanceofHirisunA-sharesinaninvestor'stransfer-restrictedaccountreacheszero,thesecuritiescompanywherethetransfer-restrictedaccountistradedmayapplyforthecancellationofsuchaccount.
15.HandlingofPledges,Freezes,andNon-TradingTransfersforTransfer-RestrictedAccounts
1.PledgeandNon-TradingTransferServices:HandledaccordingtotherelevantbusinessrulesofCSDC.
2.JudicialMatters:EachsecuritiescompanyandCSDCwillprovideassistanceinenforcementinaccordancewiththelaw.
HangzhouTurbinePowerGroupCo.,Ltd.
November5,2025
AppendixI:
DeclarationFormforCorrespondencebetweenA/B-shareSecurities
AccountsandCustodyUnits

S/N	Nameof Settlement Participant (Required)	AccountName ofHangqilunB Shareholder (Required)	Account Numberof HangqilunB Shareholder's B-Share (Required)	Account Numberof A-Share Securities (Ifany)	Numberof HangqilunB SharesHeld (Shares) (Required)	B-ShareCustodyUnit (Required)		A-ShareCustodyUnit (Required)
						Custody Unit Number	Custody Unit Name	Custody Unit Number	Custody Unit Name
1
2

Note:Whensecuritiescompaniesconsolidateshareholderdeclarationinformation,theyshallfillintheA-sharecustodyunitinformationregardlessofwhethertheshareholderhasopenedanA-shareaccount.
NameofHandlingPerson:
ContactPhoneNumber:
FullNameofSettlementParticipant(Seal):
DeclarationDate:___________
AppendixII:
DeclarationFormforSecuritiesAccountsandCustodyUnitsofInvestorsofHangqilunB-ShareNotTradingDomestically
I/We_______________,IdentityNumber:_______________,ShenzhenB-ShareSecuritiesAccountNumber: ________________,beinganoverseasinvestorinHangqilunBnottradingdomestically,herebydeclarethat,asI/Wehavedeterminedcustodymatterswithadomesticsecuritiescompany(CompanyName: ____________),allHirisun(StockCode:300277)sharesobtainedfromtheshareswapofHangqilunBshares(Totalshares ____________)heldbyme/us_________________shall be registered to (A-Share Securities Account Number, if any):_______________,andcustodiedto(SecuritiesCompanyName): _______________,ShenzhenACustodyUnitNumber: ____________.
NameofDeclarant/Company: ____________
IdentityTypeofDeclarant/Company: ____________
IdentityNumberofDeclarant/Company: ____________
Signature(Seal)ofDeclarant/Company: ____________
DeclarationDate:___________
HandlingPersonofSecuritiesCompany:
ContactInformation:
FullNameofDomesticSecuritiesCompanySettlementParticipant(Seal):AppendixIII:
ContactInformationforCITICSecuritiesInquiriesandBusinessHandlingCITICSecuritiesCompanyLimitedZhejiangBranch
ContactPerson(Chinese):HuangLei86-0571-85772223
ContactPerson(English):PanXinchen86-0571-87995380
E-mail：[email protected]
Fax:86-0571-85166500
Address:19F,DikaiSilverCenter,No.29JiefangEastRoad,ShangchengDistrict,HangzhouCity,ZhejiangProvince
AppendixIV:
ContactInformationforICBCInquiriesandBusinessHandling
ICBCHangzhouBranch
ContactPerson(Chinese):WangYang0571-87043551
ContactPerson(English):WengXiaoying0571-85109607
E-mail：[email protected]
Address:No.29QingchunRoad,GongshuDistrict,HangzhouCity,ZhejiangProvince

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